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Arthur L. Farnsworth's Internet Site |
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As this is written in May 2000, we are just wrapping up the latest decennial census. The federal government went to a lot of expense this year in the form of pre-census and post-census mailings, as well as media advertisements to convince Americans that they should fill out, in its entirety, the census form they received. Of course, that expense was ours, as the federal government has no money of its own (please keep reminding yourself of that fact, which applies to every level of government). There was a short form version and a long form version.
There was much debate and concern about this decade's census, and questions arose in people's minds - Why are they asking so many intrusive questions? Has the government always been this nosy? Do I have to fill the whole form out, and if I don't, what penalties apply? What does the law require me to do? What does the Constitution have to say about the census?
On this page we will look at the census in detail, answering those and other questions as we do. We'll start with historical information taking us from the census' inception to the present. I am adopting the convention on this page of using this variable width arial font for my dialogue, and fixed width courier new font for quoted text. Here is the table of contents for the page, linked to provide quick access to the various sections.
The Census Bureau took the first census in 1790, when it counted 3.9 million people, and has conducted a census every 10 years over the past 200 years, as mandated by the U.S. Constitution, Article 1, Section 2. The first U.S. census was conducted shortly after George Washington became president. It counted the number of free white males age 16 and over, and under 16 (to measure how many men might be available for military service), the number of free white females, all other free persons (including any American Indians who paid taxes), and slaves. It took 18 months to collect the data, often on unofficial sheets of paper supplied by U.S. marshals. In contrast to today's pledge of confidentiality, the 1790 census was displayed "at two of the most public places." The 1790 census resulted in an increase of 41 seats (65 to 106) in the House of Representatives.
As the nation expanded, so did the scope of the census data. The first inquiry on manufactures was made in 1810. Questions on agriculture, mining, and fisheries were added in 1840. In 1850, the census included inquiries on social issues -- taxation, churches, pauperism, and crime.
The 1880 census contained so many questions that it took the full 10 years between censuses to publish all the results. Because of this delay, Congress limited the 1900 census to questions on population, manufactures, agriculture, and mortality. (Many of the dropped topics reappeared in later censuses.)
For many years, each census had to be authorized by a specific act of Congress. In 1954, Congress specified the laws under which the Census Bureau operates in Title 13 of the U.S. Code. This title delineates the basic scope of the census, the requirements for the public to provide information as well for the Bureau to keep information confidential, and the penalties for violating any of these obligations. The secretary of commerce (and through him, the Census Bureau) is now directed by law to take censuses of population, housing, agriculture, irrigation, manufactures, mineral industries, other businesses (wholesale trade, retail trade, services), construction, transportation, and governments at stated intervals, and may take surveys related to any of these subjects.
U.S. marshals supervised their assistants' enumeration of the first nine censuses and reported to the president (1790), the secretary of state (1800-1840), or the secretary of the interior (1850-1870). There was no continuity of personnel from one census to the next. However, in 1902, Congress authorized the president to set up a permanent Census Office in the Interior Department. In 1903, the agency was transferred to the new Department of Commerce and Labor, and when the department split in 1913, the Bureau of the Census was placed in the Commerce Department.
The Census Bureau began using statistical sampling techniques in the 1940s, computers in the 1950s, and mail enumeration in the 1960s, all in an effort to publish more data sooner and at a lower cost, and with less burden on the public. The World Almanac and Book of Facts, 1991, Pharos Books.
And regarding the 1990 census:
As mandated by Congress, the bureau must report the total population counts (used for congressional apportionment) for each state by race and Hispanic origin, cross tabulated by all ages, to the president by Dec. 31, 1990. This data is taken from the "short form," sent to all U.S. households, which contains 14 basic population and housing questions.
Approximately 20 percent of all households received a longer form, which asked the same basic questions plus 45 additional inquiries (no individual had to answer all questions) concerning housing characteristics, citizenship, education, ancestry, residence five years ago, language, military service, disability, labor force participation, transportation, and income. The data from this sample will be statistically inflated to depict the entire population. The World Almanac and Book of Facts, 1991, Pharos Books.
The above historical text gives us much interesting information, tells us where in the Constitution to find the mandate for the census, and shows how the census started simple but became more lengthy over time. Below, I address key points from the historical text.
Representatives and direct Taxes shall be apportioned among the several States which may be included within this Union, according to their respective Numbers, which shall be determined by adding to the whole Number of free Persons, including those bound to Service for a Term of Years, and excluding Indians not taxed, three-fifths of all other Persons. The actual Enumeration shall be made within three Years after the first Meeting of the Congress of the United States, and within every subsequent Term of ten Years, in such Manner as they shall by Law direct. The Number of Representatives shall not exceed one for every thirty Thousand, but each State shall have at Least one Representative; and until such enumeration shall be made, the State of New Hampshire shall be entitled to chuse three, Massachusetts eight, Rhode Island and Providence Plantations one, Connecticut five, New York six, New Jersey four, Pennsylvania eight, Delaware one, Maryland six, Virginia ten, North Carolina five, South Carolina five, and Georgia three. Elementary Catechism on the Constitution of the United States, Arthur J. Stansbury, 1828.
Did you see the television advertisement that showed a barn burning down? The fire engines race to the scene, but apparently too late to save the poor farmer's structure. The voice over warns us that if we don't complete the census form, we may be depriving our neighborhood of crucial emergency services.
In the first two paragraphs of the small sheet that accompanied the census form, Census Bureau director Kenneth Prewitt identifies the true purpose of the census, although it perturbs me that they neglect to mention the fact that the enumeration also is used for the apportionment of direct taxes. Perhaps they leave that out because it would likely be too difficult these days for the government to levy a direct tax using the apportionment provisions of the Constitution. Or, perhaps they leave it out because it would bring up questions about the federal income tax. Imagine thousands of citizens asking their representatives to explain why the federal income tax is not apportioned, since after all, it would appear to be a direct tax on individuals income.
Paragraph three is there to tug on heart strings, the same as the television commercials are meant to do, and contains their real sales pitch. It identifies the second reason why we should fill out the form (as if the Constitution specified more than one reason) as being "The amount of government money your neighborhood receives depends on your answers." [emphasis added] Remember how in the introduction at the top of the page I said the expense to conduct the census was borne by us, the citizens, because the government has no money of its own? I emphasized Mr. Prewitt's use of the term "government money" here because every time he or anyone else says that, what they are really saying is "money taken by the government from its citizens" - or if you consider the true nature of the federal income tax, money voluntarily given by citizens to their government after having been duped into believing they had to pay the tax and intimidated via unlawful prosecutions of fellow citizens for not paying into thinking the the payment of the tax is mandatory.
Paragraph four says that Title 13 of the U.S. Code not only protects our privacy, it also requires us to answer these questions (no mention of which questions, thus leaving the citizen to conclude that it means all of the questions). It then states that the law also limits the use of and restricts access to your information. We'll examine this in more detail below, in the section "The law behind the census".
Shortly after I received the census form, a postcard arrived in the mail. It was a reminder to fill out the form and send it in, if I had not already done so. Nowhere on the card did it encourage us to do our duty to enumerate for purposes of apportionment. No, Mr. Prewitt decided to use the federal feed bag approach, saying in paragraph 2 "An accurate census is important to ensure that all communities get their fair share of government funding." [emphasis added] How nauseating! Why didn't he just add "Please remember the children!" You can view the postcard here.
We are told from the 1990 census information above and the small sheet accompanying the census form mailed to U.S. households in 2000 to refer to Title 13 of the U.S. Code for the law that allegedly requires us to complete and mail in the census form. Title 13 of the United States Code is titled Census, and it has been enacted as law. Here are relevant sections of Title 13; I provide explanatory comments as needed.
The Secretary shall prepare questionnaires, and shall determine the inquiries, and the number, form, and subdivisions thereof, for the statistics, surveys, and censuses provided for in this title.
Regulatory authority: There are no CFR parts for which 13 USC 5 provides authority.
Here we learn that the Secretary (defined in Section 1 as being the Secretary of Commerce) is the individual that prepares the questionnaires, including the type and quantity of questions (inquiries) used on statistical, survey, and census forms.
(a) The Secretary, whenever he considers it advisable, may call upon any other department, agency, or establishment of the Federal Government, or of the government of the District of Columbia, for information pertinent to the work provided for in this title.
(b) The Secretary may acquire, by purchase or otherwise, from States, counties, cities, or other units of government, or their instrumentalities, or from private persons and agencies, such copies of records, reports, and other material as may be required for the efficient and economical conduct of the censuses and surveys provided for in this title.
(c) To the maximum extent possible and consistent with the kind, timeliness, quality and scope of the statistics required, the Secretary shall acquire and use information available from any source referred to in subsection (a) or (b) of this section instead of conducting direct inquiries.
Regulatory authority: There are no CFR parts for which 13 USC 6 provides authority.
In section 6, we see in (a) that the fed is one big happy family when it comes to this stuff, as they all share information. It gets better in (b), however - we see that state and local governments are also considered sources of information for the census and other surveys. Lastly, clause (c) reveals that the "sharing among agencies" method of data acquisition is preferred to actually going to the source. That does make sense from a cost standpoint.
(a) Neither the Secretary, nor any other officer or employee of the
Department of Commerce or bureau or agency thereof, or local government census
liaison, may, except as provided in section 8 or 16 or chapter 10 of this title
or section 210 of the Departments of Commerce, Justice, and State, the
Judiciary, and Related Agencies Appropriations Act, 1998 or section 2(f) of the
Census of Agriculture Act of 1997 -
(1) use the information furnished under the provisions of this title for any purpose other than the statistical purposes for which it is supplied; or
(2) make any publication whereby the data furnished by any particular establishment or individual under this title can be identified; or
(3) permit anyone other than the sworn officers and employees of the Department or bureau or agency thereof to examine the individual reports. No department, bureau, agency, officer, or employee of the Government, except the Secretary in carrying out the purposes of this title, shall require, for any reason, copies of census reports which have been retained by any such establishment or individual. Copies of census reports which have been so retained shall be immune from legal process, and shall not, without the consent of the individual or establishment concerned, be admitted as evidence or used for any purpose in any action, suit, or other judicial or administrative proceeding.
(b) The provisions of subsection (a) of this section relating to the confidential treatment of data for particular individuals and establishments, shall not apply to the censuses of governments provided for by subchapter III of chapter 5 of this title, nor to interim current data provided for by subchapter IV of chapter 5 of this title as to the subjects covered by censuses of governments, with respect to any information obtained therefor that is compiled from, or customarily provided in, public records.
Regulatory authority: There are no CFR parts for which 13 USC 9 provides authority.
Here is where they address the confidentiality of the information obtained. Notice that in (a) there are other sections which provide exceptions to the rules found here, but other than that, they 1) can't use the information for other than the statistical purposes for which it is supplied, 2) can't publish the data in a way that links it back to you, and 3) can't allow anyone other than sworn officers and employees of the Department of Commerce (and its underlying bureaus and agencies) to examine the individuals' data. Clause 3 also appears to prevent census reports from being used in any legal venue.
(a) The Secretary may collect decennially statistics relating -
(b) The statistics authorized by subsection (a) of this section shall include information upon the following questions, namely: age, sex, color, nativity, parentage, literacy by race, color, nativity, and parentage, and such other questions relating to such subjects as the Secretary deems proper.
(c) In addition to the decennial collections authorized by subsections (a) and (b) of this section, the Secretary may compile and publish annually statistics relating to crime and to the defective, dependent, and delinquent classes.
Regulatory authority: There are no CFR parts for which 13 USC 101 provides authority.
This section was brought to my attention weeks ago in an e-mail from a Dave Wheeler in which he said "The only section of Title 13 that authorizes all the intrusive questions on the census form such as name, sex, age, ethnicity, and race is Sec. 101. The terms "defective", "dependent", and "delinquent" are not defined anywhere in Title 13. Without bothering to research these definitions, it appears that when Director Kenneth Prewitt, in his letter included with the Census 2000 form, says "Your privacy is protected by law (Title 13 of the United States Code), which also requires that you answer these questions", what he means is "you are required by law to answer these questions because you are presumed to be defective, dependent, delinquent, or a criminal." So if you ain't, don't."
I used the search feature at the Cornell Internet site to search Title 13 for those terms. Mr. Wheeler is correct in that "defective", "dependent", and "delinquent" are terms that are not defined anywhere in Title 13, and they are not used except in 13 U.S.C. 101 above.
(a) The Secretary shall, in the year 1980 and every 10 years thereafter, take a decennial census of population as of the first day of April of such year, which date shall be known as the ''decennial census date'', in such form and content as he may determine, including the use of sampling procedures and special surveys. In connection with any such census, the Secretary is authorized to obtain such other census information as necessary.
(b) The tabulation of total population by States under subsection (a) of this section as required for the apportionment of Representatives in Congress among the several States shall be completed within 9 months after the census date and reported by the Secretary to the President of the United States.
(c) The officers or public bodies having initial responsibility for the legislative apportionment or districting of each State may, not later than 3 years before the decennial census date, submit to the Secretary a plan identifying the geographic areas for which specific tabulations of population are desired. Each such plan shall be developed in accordance with criteria established by the Secretary, which he shall furnish to such officers or public bodies not later than April 1 of the fourth year preceding the decennial census date. Such criteria shall include requirements which assure that such plan shall be developed in a nonpartisan manner. Should the Secretary find that a plan submitted by such officers or public bodies does not meet the criteria established by him, he shall consult to the extent necessary with such officers or public bodies in order to achieve the alterations in such plan that he deems necessary to bring it into accord with such criteria. Any issues with respect to such plan remaining unresolved after such consultation shall be resolved by the Secretary, and in all cases he shall have final authority for determining the geographic format of such plan. Tabulations of population for the areas identified in any plan approved by the Secretary shall be completed by him as expeditiously as possible after the decennial census date and reported to the Governor of the State involved and to the officers or public bodies having responsibility for legislative apportionment or districting of such State, except that such tabulations of population of each State requesting a tabulation plan, and basic tabulations of population of each other State, shall, in any event, be completed, reported, and transmitted to each respective State within one year after the decennial census date.
(d) Without regard to subsections (a), (b), and (c) of this section, the Secretary, in the year 1985 and every 10 years thereafter, shall conduct a mid-decade census of population in such form and content as he may determine, including the use of sampling procedures and special surveys, taking into account the extent to which information to be obtained from such census will serve in lieu of information collected annually or less frequently in surveys or other statistical studies. The census shall be taken as of the first day of April of each such year, which date shall be known as the ''mid-decade census date''.
(e)(A) in the administration of any program established by or under Federal law which provides benefits to State or local governments or to other recipients, eligibility for or the amount of such benefits would (without regard to this paragraph) be determined by taking into account data obtained in the most recent decennial census, and
(B) comparable data is obtained in a mid-decade census conducted after such decennial census, then in the determination of such eligibility or amount of benefits the most recent data available from either the mid-decade or decennial census shall be used.
(2) Information obtained in any mid-decade census shall not be used for apportionment of Representatives in Congress among the several States, nor shall such information be used in prescribing congressional districts.
(f) With respect to each decennial and mid-decade census conducted under subsection (a) or (d) of this section, the Secretary shall submit to the committees of Congress having legislative jurisdiction over the census -
(1) not later than 3 years before the appropriate census date, a report containing the Secretary's determination of the subjects proposed to be included, and the types of information to be compiled, in such census;
(2) not later than 2 years before the appropriate census date, a report containing the Secretary's determination of the questions proposed to be included in such census; and
(3) after submission of a report under paragraph (1) or (2) of this subsection and before the appropriate census date, if the Secretary finds new circumstances exist which necessitate that the subjects, types of information, or questions contained in reports so submitted be modified, a report containing the Secretary's determination of the subjects, types of information, or questions as proposed to be modified.
(g) As used in this section, ''census of population'' means a census of population, housing, and matters relating to population and housing.
Regulatory authority: 15 CFR 101
We finally make it to Chapter 5, titled Censuses. Notice in (b) how they again conveniently omit the fact that the enumeration is also used for direct taxes. Clauses (b) and (c) contain procedural information, (d) talks about a mid-decade interim population count, (e) says that the mid-decade results cannot be used to determine who gets the goodies nor for reapportionment, and (f) dictates time limits on getting post-census reports generated.
(a) Whoever, being over eighteen years of age, refuses or willfully neglects, when requested by the Secretary, or by any other authorized officer or employee of the Department of Commerce or bureau or agency thereof acting under the instructions of the Secretary or authorized officer, to answer, to the best of his knowledge, any of the questions on any schedule submitted to him in connection with any census or survey provided for by subchapters I, II, IV, and V of chapter 5 of this title, applying to himself or to the family to which he belongs or is related, or to the farm or farms of which he or his family is the occupant, shall be fined not more than $100.
(b) Whoever, when answering questions described in subsection (a) of this section, and under the conditions or circumstances described in such subsection, willfully gives any answer that is false, shall be fined not more than $500.
(c) Notwithstanding any other provision of this title, no person shall be compelled to disclose information relative to his religious beliefs or to membership in a religious body.
Regulatory authority: There are no CFR parts for which 13 USC 221 provides authority.
This section describes the penalties for not answering the questions on the provided form. Clause (a) prescribes a fine of $100 maximum for willfully refusing or neglecting to answer any question, clause (b) prescribes a fine of $500 maximum for willfully providing a false answer, and clause (c) allows you to refuse to answer questions about your religious beliefs and affiliations. Notice here (as with all but one of the sections reproduced thus far) the lack of any regulatory authority. With regard to federal taxes as covered in Title 26, we are told that we must comply with rules and regulations - regulations are the specific and binding law that is enacted to fully describe the statutes. I don't know if the statute/regulation relationship is the same here in Title 13 as it is in Title 26, but if so, then they would have no legitimate authority to enforce any penalties as described in the section above for not answering questions.
Regulatory authority: There are no CFR parts for which 13 USC 222 provides authority.
This section prescribes a penalty of $1000 maximum and/or a one year maximum prison term for individuals who deliberately provide misleading answers with the intent to cause an inaccurate enumeration of the population. Since that enumeration is the only true constitutional purpose of the census, it makes sense that infractions in that regard carry the stiffest penalty. Not surprisingly, however, there is again no corresponding regulation.
Here's an excellent article that Las Vegas Review-Journal editorial page editor Vin Suprynowicz wrote on the topic.
FROM MOUNTAIN MEDIA
FOR IMMEDIATE RELEASE
DATED APRIL 2, 2000
THE LIBERTARIAN, By Vin Suprynowicz
'To count all the people we need to feed'
A couple of mechanically printed schoolchild letters
crossed the desk this week. The most charming?
"Dear Editor,
"Hi my name is Stephanie and I am a grade 6 student at John Muir Middle
Schoolin wausau,Wisconsin.I am writing this letter for Langauge Art's
Class.This letter will tell you some reasons why you should fill out your
census forms so read on and find out.
"One reason is so the taxis will lower.
"Second reason is to know how many job's to provide for people and how much
mony to pay them.
"Third reason is you might get funding for roads or schools. Fourth reason is
to count all the people we need to feed and if we need to add on to
anything.Because the goverment helps pay for people that are counted and if
your not you end up paying more in taxis and other things go up.
"Fifth reason is if you don't hand in your census form in time people will
come to your door and ask you in person and that cost mony too.So hand in
you census forms before it's to late. ...
"Sincerly, Stephanie T."
Dear Stephanie: My, how pleased the taxpayers of Wausau, Wisconsin must be to know the "mony" looted from their paychecks is going to continue your course of government instruction (and useful civic exercises) at a school named for the founder of the Sierra Club, where after five-and-a-half years of government instruction you believe the common euphemism for those seizures of "bread from the mouth of labor" (that's Jefferson, as I'm sure you know) is spelled "taxis." We could also go into that annoying apostrophe you keep using to form your plurals, not to mention your spelling. (The apostrophe replaces the "e" in the "es" which Old English used to form the possessive case, remember? Or did teacher skip that lesson to make time for the "Letter-Writing Exercise" from your shiny government-supplied "Census Kit"?) Instead, let's concentrate on the important stuff: 1) Hit the space bar after each of those little dots called "periods," will you? 2) Since this was obviously a classroom exercise, you might also want to ask teacher to go back over the part about "proofreading." But teacher's real error in judgment may lie in allowing you to expose to the general public the underlying assumptions you and your classmates reveal in your letters. Listen up, Stephanie, honey: We Americans live under a system of government called a constitutional republic, in which the central government in Washington is not supposed to be "providing jobs" for people, nor figuring out how much "mony" to pay them. Unlike those eastern European regimes fled by my grandparents and (presumably) your great-grandparents, the central government in America has a sharply limited list of powers and duties, each specifically spelled out, and I can't find the ones you mention anywhere on my list, which is called Article I, Section 8, of the Constitution. Have teacher show you her copy. Anyway, no government can really "create" jobs, even if it claims to. Even to fund "public works" projects, government has to take money from private persons and corporations, who could otherwise use those funds to hire more workers of their own -- at far lower overhead. Government never creates anything. It just shifts stuff around. That's called "redistribution." Like the way struggling young Wisconsin couples, now trying to save up to start families of their own, are being taxed, their wages "redistributed," to pay for your welfare education there at the John Muir Youth Propaganda Camp for the Lexicographically Deprived. You say another reason for the census is to "count all the people we need to feed and if we need to add on to anything." Who is this "we," Stephanie? Do they send you and your classmates envelopes full of cash from Washington, which you then use to buy food for the poor? I doubt that. I think when you say "we," you really mean "the government." But here's another hint: The government doesn't feed anybody, either, except sometimes its own soldiers. The reason you get fed is because your parents use the money they earn at work (after our friend the government takes 40 percent off the top) to buy that food. And I doubt they need to check any census reports to figure out how many places to set at the dinner table. In fact, Stephanie, that Constitution we were talking about no longer authorizes any federal agency to ask us about our race -- let alone our earnings, our education, our mental health, or our breeding or bathroom habits -- all stuff demanded on many of those census forms that teacher wants so badly for us all to return. (Have you asked her why? Have you asked her how much of her paycheck now comes from Washington? Have you asked her to explain the "Hatch Act"? Can you name any other 20th Century governments that have used their control over the children to manipulate parents' behavior?) What the Constitution actually says is that the federal government can do its best to count us once a decade, to figure out how to apportion seats in Congress, as well as for the apportionment of "direct taxes." That's right, Stephanie. Far from lowering our "taxis," Washington can raise direct taxis -- uh, taxes -- based on how many of us they manage to count. Didn't teacher look that up for you? It's Article I, Section 2. As for your final argument, that "if you don't hand in your census forms in time people will come to your door ... and that cost mony too": Awww. "Mony" they would otherwise spend funding mass torture and the burning of productive coca fields in Colombia, setting the stage for your little classmates to ship out to Bogota in a couple more years? "Mony" they would otherwise spend to launch astronauts into space, there to go around and around, studying each other's urine production? "Mony" they would otherwise spend seizing civilian firearms and locking up the most entrepreneurial 25 percent of our young black men for made-up, bureaucratic crimes, until respect for the law vanishes entirely? Money they would otherwise spend funding the John Muir Middle School, in Wausau, Wisconsin? You're breaking my heart, Stephanie. By the way, you didn't mention the fines. If filling out the Census forms is so good for us, why does your employer have to threaten to fine us if we don't? And did you notice where U.S. District Judge Melinda Harmon granted attorney Mark Brewer a temporary restraining order last week in that Census suit filed by five residents of Houston, Texas? "For the moment, this will prevent prosecution against any American who chooses not to answer questions other than the number of people living at their address -- that's all that's required by the Constitution," attorney Brewer told WorldNetDaily. "Unfortunately, we know the government is capable of misusing census data," he said. "The federal government was only able to find, round up and imprison Americans of Japanese ancestry in 1942 by the illegal use of Census Bureau data. ..." "The Census Bureau cannot extract this information under threat of criminal prosecution -- that was the issue I presented to the court," Brewer said. "The government lawyer told her that he can ask anything he darn near pleases -- where does it stop?" Please tell your teacher, Stephanie: I think millions of Americans are about to show the federal government where it stops. Do you have a recycling program for rejected government forms, there at your Middle School? Don't you think John Muir would have wanted you to? Vin Suprynowicz is assistant editorial page editor of the Las Vegas Review-Journal. His book, "Send in the Waco Killers: Essays on the Freedom Movement, 1993-1998," is available by dialing 1-800-244-2224; or via web site http://www.thespiritof76.com/wacokillers.html. *** Vin Suprynowicz, vin@lvrj.com *** To subscribe, send a message to vinsends-request@ezlink.com, from your NEW address, including the word "subscribe" (with no quotation marks) in the "Subject" line.